LPL Financial Holdings Inc. was incorporated in Delaware in 2005 and has since become the largest independent broker-dealer in the United States, as well as a leading investment advisory firm and top-tier custodian. Serving over 22,000 financial advisors across approximately 1,100 firms nationwide and around 570 registered investment adviser firms, LPL provides comprehensive front-, middle-, and back-office support tailored to advisors' needs. Through an integrated platform, the company delivers a full suite of technology solutions, brokerage and advisory services, clearing, compliance, business planning and advisory services, practice management programs, training, and in-house research to help advisors serve their clients and build successful practices. Company website: http://lpl.com Company address: 4707 Executive Drive, San Diego, California 92121

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